SFC Licences of WU Shiau Ling Mary 吳小凌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 23 December 2013 | 22 July 2014 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 4 | 23 December 2013 | 22 July 2014 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 23 December 2013 | 22 July 2014 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RE | 4 | 20 May 2013 | 12 December 2013 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RE | 1 | 20 May 2013 | 12 December 2013 |