SFC Licences of KUET Chu Chau 闕珠州
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ninth Eternity Securities Asia Limited 九久證券亞洲有限公司 | RO | 9 | 21 October 2022 | |
| Ninth Eternity Securities Asia Limited 九久證券亞洲有限公司 | RO | 4 | 07 February 2022 | |
| Ninth Eternity Securities Asia Limited 九久證券亞洲有限公司 | RO | 1 | 07 February 2022 | |
| Zhong Jia Securities Limited 中佳證券有限公司 | RO | 1 | 31 October 2017 | 29 April 2020 |
| orientiert XYZ Securities Limited | RE | 9 | 05 August 2016 | 19 August 2016 |
| orientiert XYZ Securities Limited | RE | 1 | 24 August 2015 | 19 August 2016 |
| Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 03 June 2013 | 26 May 2015 |