SFC Licences of NG Tsz Kin 吳梓健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Corrington Securities & Investment Limited 哥連頓證券投資有限公司 | RO | 1 | 13 December 2016 | 31 December 2020 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 | RE | 9 | 28 April 2015 | 01 December 2015 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 | RE | 4 | 28 April 2015 | 01 December 2015 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 | RE | 1 | 28 April 2015 | 01 December 2015 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 26 January 2015 | 10 April 2015 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 1 | 27 May 2013 | 23 January 2015 |