SFC Licences of LAM Ting Him 林廷謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 23 April 2014 | 31 December 2014 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 03 May 2013 | 31 December 2014 |