SFC Licences of AU Kin Yu 區健余
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Augustine Securities Company Limited 奧古證券有限公司 | RO | 1 | 13 August 2018 | 05 February 2024 |
| Augustine Asset Management Limited 奧古資產管理有限公司 | RO | 9 | 22 January 2018 | 05 February 2024 |
| Augustine Asset Management Limited 奧古資產管理有限公司 | RO | 4 | 22 January 2018 | 05 February 2024 |
| Quam Securities Limited 華富建業證券有限公司 | RO | 9 | 07 November 2016 | 31 August 2017 |
| Quam Securities Limited 華富建業證券有限公司 | RO | 1 | 30 August 2016 | 31 August 2017 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 18 November 2013 | 31 August 2017 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 9 | 18 November 2013 | 07 November 2016 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 18 November 2013 | 30 August 2016 |
| KOG Forex Limited 國之匯有限公司 | RE | 3 | 05 August 2013 | 24 October 2013 |
| ZMF Asset Management Limited 中募金融資管有限公司 | RE | 9 | 27 May 2013 | 24 October 2013 |