SFC Licences of LIU Chia-Ping 劉家平
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 22 February 2023 | |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RE | 1 | 22 June 2020 | 31 December 2022 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RE | 1 | 19 June 2013 | 13 April 2014 |