SFC Licences of DUNNETT Brian David

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Investment Funds (Hong Kong) Limited RE 4 16 January 2024 23 January 2024
HSBC Investment Funds (Hong Kong) Limited RE 1 16 January 2024 23 January 2024
HSBC Global Asset Management (Hong Kong) Limited RE 4 16 January 2024 23 January 2024
HSBC Global Asset Management (Hong Kong) Limited RE 1 16 January 2024 23 January 2024
HSBC Investment Funds (Hong Kong) Limited RE 1 06 December 2019 13 December 2019
HSBC Global Asset Management (Hong Kong) Limited RE 1 06 December 2019 13 December 2019
HSBC Investment Funds (Hong Kong) Limited RE 1 22 August 2019 31 August 2019
HSBC Global Asset Management (Hong Kong) Limited RE 1 22 August 2019 31 August 2019
HSBC Investment Funds (Hong Kong) Limited RE 1 27 May 2019 01 June 2019
HSBC Global Asset Management (Hong Kong) Limited RE 1 27 May 2019 01 June 2019
HSBC Investment Funds (Hong Kong) Limited RE 1 15 January 2019 25 January 2019
HSBC Global Asset Management (Hong Kong) Limited RE 1 15 January 2019 25 January 2019
HSBC Investment Funds (Hong Kong) Limited RE 1 31 October 2018 09 November 2018
HSBC Global Asset Management (Hong Kong) Limited RE 1 31 October 2018 09 November 2018
HSBC Investment Funds (Hong Kong) Limited RE 1 16 April 2018 27 April 2018
HSBC Global Asset Management (Hong Kong) Limited RE 1 16 April 2018 27 April 2018
HSBC Investment Funds (Hong Kong) Limited RE 1 08 May 2017 16 May 2017
HSBC Global Asset Management (Hong Kong) Limited RE 1 08 May 2017 16 May 2017
HSBC Investment Funds (Hong Kong) Limited RE 1 27 October 2015 30 October 2015
HSBC Global Asset Management (Hong Kong) Limited RE 1 27 October 2015 30 October 2015
HSBC Investment Funds (Hong Kong) Limited RE 1 11 February 2014 14 February 2014
HSBC Global Asset Management (Hong Kong) Limited RE 1 11 February 2014 14 February 2014
HSBC Investment Funds (Hong Kong) Limited RE 1 28 May 2013 10 June 2013
HSBC Global Asset Management (Hong Kong) Limited RE 1 28 May 2013 10 June 2013