SFC Licences of LO Lap Bond James 盧立邦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| LCA Solutions Limited | RE | 9 | 14 March 2023 | 01 September 2023 |
| LCA Solutions Limited | RE | 4 | 14 March 2023 | 01 September 2023 |
| LCA Solutions Limited | RE | 1 | 14 March 2023 | 01 September 2023 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 9 | 27 September 2022 | 17 February 2023 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 4 | 10 December 2021 | 17 February 2023 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 3 | 31 October 2019 | 17 February 2023 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 2 | 31 October 2019 | 17 February 2023 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 1 | 31 October 2019 | 17 February 2023 |
| GMO-Z.com Forex HK Limited 技慕環球通金融(香港)有限公司 | RE | 3 | 03 June 2013 | 04 May 2015 |