SFC Licences of HAN Shiyun 韓士筠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zhongcai Securities Limited 中財證券有限公司 RO 1 07 February 2018
Zhongcai Asset Management Limited 中財資產管理有限公司 RO 1 07 February 2018
Zhongcai Asset Management Limited 中財資產管理有限公司 RO 9 20 December 2016
Zhongcai Asset Management Limited 中財資產管理有限公司 RO 4 20 December 2016
Zhongcai Securities Limited 中財證券有限公司 RE 1 13 August 2015 07 February 2018
Zhongcai Asset Management Limited 中財資產管理有限公司 RE 1 13 August 2015 07 February 2018
Zhongcai Asset Management Limited 中財資產管理有限公司 RE 9 13 August 2015 20 December 2016
Zhongcai Asset Management Limited 中財資產管理有限公司 RE 4 13 August 2015 20 December 2016