SFC Licences of LIXIE Yunan 李謝與楠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 27 March 2017 | 19 August 2018 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 27 March 2017 | 19 August 2018 |
| UBS Securities Hong Kong Limited | RE | 6 | 02 July 2013 | 16 July 2016 |