SFC Licences of LUO Gen 羅亘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Moelis & Company Asia Limited 美馳亞洲有限公司 | RE | 6 | 09 January 2015 | 03 September 2021 |
| UBS Securities Hong Kong Limited | RE | 6 | 02 July 2013 | 21 November 2014 |