SFC Licences of CHANG Howard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 20 August 2014 | 28 March 2015 |
| UBS Securities Hong Kong Limited | RE | 6 | 02 July 2013 | 24 June 2014 |