SFC Licences of MOK Kwok Yi 莫國怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 07 April 2020 | |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 02 July 2013 | 27 March 2020 |