SFC Licences of YIU Ka Hei 姚家曦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fulbright Securities Limited 富昌證券有限公司 RO 1 01 February 2019 30 September 2020
Fulbright Asset Management Limited 富昌資產管理有限公司 RE 9 29 January 2019 30 September 2020
Fulbright Futures Limited 富昌期貨有限公司 RE 2 29 January 2019 30 September 2020
Fulbright Securities Limited 富昌證券有限公司 RE 1 12 November 2018 01 February 2019
Sanfull Securities Limited 新富證券有限公司 RE 1 04 May 2015 23 October 2018
Fulbright Securities Limited 富昌證券有限公司 RE 1 25 August 2014 26 April 2015
Chief Securities Limited 致富證券有限公司 RE 1 02 July 2013 05 August 2014