SFC Licences of YIU Ka Hei 姚家曦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fulbright Securities Limited 富昌證券有限公司 | RO | 1 | 01 February 2019 | 30 September 2020 |
Fulbright Asset Management Limited 富昌資產管理有限公司 | RE | 9 | 29 January 2019 | 30 September 2020 |
Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 29 January 2019 | 30 September 2020 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 12 November 2018 | 01 February 2019 |
Sanfull Securities Limited 新富證券有限公司 | RE | 1 | 04 May 2015 | 23 October 2018 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 25 August 2014 | 26 April 2015 |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 02 July 2013 | 05 August 2014 |