SFC Licences of LO Yuen Ting 盧婉婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lippo Investments Management Limited 力寶投資管理有限公司 | RO | 9 | 18 December 2018 | 27 September 2023 |
| Lippo Investments Management Limited 力寶投資管理有限公司 | RO | 1 | 18 December 2018 | 27 September 2023 |
| Lippo Investments Management Limited 力寶投資管理有限公司 | RE | 4 | 21 May 2018 | 27 September 2023 |
| Lippo Investments Management Limited 力寶投資管理有限公司 | RE | 9 | 18 May 2018 | 18 December 2018 |
| Lippo Investments Management Limited 力寶投資管理有限公司 | RE | 1 | 18 May 2018 | 18 December 2018 |
| Fullgoal Asset Management (HK) Limited 富國資產管理(香港)有限公司 | RE | 9 | 31 August 2017 | 30 April 2018 |
| Fullgoal Asset Management (HK) Limited 富國資產管理(香港)有限公司 | RE | 1 | 31 August 2017 | 30 April 2018 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 9 | 28 April 2014 | 30 April 2017 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 03 July 2013 | 30 April 2017 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 03 July 2013 | 30 April 2017 |