SFC Licences of ASHWORTH William David

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RO 4 25 February 2019 29 February 2024
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RO 1 25 February 2019 29 February 2024
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 17 September 2018 25 February 2019
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 1 17 September 2018 25 February 2019
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 09 July 2013 10 July 2013