SFC Licences of MORAN Seth James Edward
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 08 February 2023 | |
| UBS Securities Asia Limited | RE | 1 | 05 March 2018 | 14 March 2018 |
| UBS Securities Asia Limited | RE | 1 | 04 July 2017 | 11 July 2017 |
| UBS Securities Asia Limited | RE | 1 | 08 September 2016 | 13 September 2016 |
| UBS Securities Asia Limited | RE | 1 | 10 March 2016 | 19 March 2016 |
| UBS Securities Asia Limited | RE | 1 | 15 October 2015 | 24 October 2015 |
| UBS Securities Asia Limited | RE | 2 | 19 July 2013 | 16 February 2015 |
| UBS Securities Asia Limited | RE | 1 | 19 July 2013 | 16 February 2015 |