SFC Licences of CONG Cong 丛聪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 02 September 2015 | 22 July 2017 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 02 September 2015 | 22 July 2017 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 18 July 2013 | 07 August 2015 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 18 July 2013 | 07 August 2015 |