SFC Licences of CHOI Ho Shing 崔賀丞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| C.P. Financial Management Limited 中和資產管理有限公司 | RE | 9 | 23 July 2018 | 22 October 2020 |
| C.P. Securities International Limited 中和證劵國際有限公司 | RE | 1 | 21 May 2018 | 13 November 2020 |
| Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 1 | 24 November 2017 | 30 April 2018 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 20 May 2015 | 14 November 2017 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 19 August 2013 | 30 April 2015 |