SFC Licences of CHAU Ka Ying 巢家瑩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Investment Funds (Hong Kong) Limited RE 9 30 July 2013
HSBC Investment Funds (Hong Kong) Limited RE 4 30 July 2013
HSBC Investment Funds (Hong Kong) Limited RE 1 30 July 2013
HSBC Global Asset Management (Hong Kong) Limited RE 9 30 July 2013
HSBC Global Asset Management (Hong Kong) Limited RE 4 30 July 2013
HSBC Global Asset Management (Hong Kong) Limited RE 1 30 July 2013