SFC Licences of HAU Ging Wah, Terence 侯健華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Capital Global Management Limited 瑞興全球財富管理有限公司 RE 9 15 November 2022
Capital Global Management Limited 瑞興全球財富管理有限公司 RE 4 15 November 2022
Capital Global Management Limited 瑞興全球財富管理有限公司 RE 1 15 November 2022
Nanjia Capital Limited RE 9 30 October 2019 26 February 2021
Nanjia Capital Limited RE 1 30 October 2019 26 February 2021
Synergy Fund Management Group Limited 盛諾金基金管理有限公司 RE 9 26 July 2013 01 February 2017
Synergy Fund Management Group Limited 盛諾金基金管理有限公司 RE 4 26 July 2013 01 February 2017