SFC Licences of MOONEY Catherine Margaret
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Assured Asset Management Limited 安誼金融投資股份有限公司 | RO | 1 | 24 May 2022 | 12 May 2023 |
| Assured Asset Management Limited 安誼金融投資股份有限公司 | RE | 9 | 22 July 2021 | 12 May 2023 |
| Assured Asset Management Limited 安誼金融投資股份有限公司 | RE | 4 | 22 July 2021 | 12 May 2023 |
| Assured Asset Management Limited 安誼金融投資股份有限公司 | RE | 1 | 22 July 2021 | 24 May 2022 |
| Asante Capital Group HK Limited | RO | 1 | 28 November 2018 | 14 August 2020 |
| MVision Private Equity Advisers Asia Limited | RE | 4 | 04 September 2013 | 21 January 2015 |
| MVision Private Equity Advisers Asia Limited | RE | 1 | 04 September 2013 | 21 January 2015 |