SFC Licences of POON Ho Ming Samuel 潘浩明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hereditas Capital Management (Asia) Limited 承達資本管理(亞洲)有限公司 | RO | 9 | 01 April 2019 | 10 January 2020 |
| Hereditas Capital Management (Asia) Limited 承達資本管理(亞洲)有限公司 | RO | 4 | 01 April 2019 | 10 January 2020 |
| Grace Financial Limited 恩榮金融有限公司 | RE | 4 | 08 August 2013 | 01 May 2018 |
| Grace Financial Limited 恩榮金融有限公司 | RE | 9 | 08 August 2013 | 01 May 2018 |