SFC Licences of TSAO Yu Ning 曹宇寧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 16 April 2014 | 11 September 2015 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 16 April 2014 | 11 September 2015 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 30 July 2013 | 11 March 2014 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 30 July 2013 | 11 March 2014 |