SFC Licences of CHAN Kwong Wa 陳光華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Leo Asset Management Limited 麗奧資產管理有限公司 RO 9 16 May 2022
Leo Asset Management Limited 麗奧資產管理有限公司 RO 4 16 May 2022
Yuen Meta (International) Securities Limited 元宇宙(國際)證券有限公司 RO 1 16 May 2022
Yuen Meta (International) Securities Limited 元宇宙(國際)證券有限公司 RE 1 11 May 2022 16 May 2022
Plutus Asset Management Limited 貝德斯資產管理有限公司 RO 9 07 July 2020 31 March 2022
Plutus Asset Management Limited 貝德斯資產管理有限公司 RO 4 07 July 2020 31 March 2022
Plutus Securities Limited 貝德斯證券有限公司 RO 1 07 July 2020 31 March 2022
Plutus Asset Management Limited 貝德斯資產管理有限公司 RE 9 06 July 2020 07 July 2020
Plutus Asset Management Limited 貝德斯資產管理有限公司 RE 4 06 July 2020 07 July 2020
Ever Fountain Asset Management Limited 恒源資產管理有限公司 RO 9 18 June 2019 30 June 2020
Ever Fountain Asset Management Limited 恒源資產管理有限公司 RO 4 18 June 2019 30 June 2020
Ever Fountain Asset Management Limited 恒源資產管理有限公司 RE 9 27 May 2019 18 June 2019
Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 RE 9 23 June 2017 10 May 2019
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 9 03 August 2016 10 March 2017
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 4 12 January 2016 10 March 2017
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 1 12 January 2016 10 March 2017
GAOYU SECURITIES LIMITED 高裕證券有限公司 RE 1 15 October 2015 06 November 2015
GEO Securities Limited 智易東方證券有限公司 RE 1 23 August 2013 21 September 2015