SFC Licences of SHIA Charles 夏謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Asia Lion Capital (Hong Kong) Limited 亞獅資本(香港)有限公司 | RO | 9 | 27 January 2016 | |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 | RE | 9 | 04 April 2014 | 15 December 2015 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 | RE | 4 | 04 April 2014 | 15 December 2015 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 | RE | 4 | 02 August 2013 | 01 February 2014 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 | RE | 9 | 02 August 2013 | 01 February 2014 |