SFC Licences of SUN Ji 孫佶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 | RE | 1 | 04 April 2014 | 06 August 2014 |
CLSA Premium International (HK) Limited | RE | 3 | 04 April 2014 | 06 August 2014 |
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 3 | 07 August 2013 | 01 March 2014 |
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 2 | 07 August 2013 | 01 March 2014 |
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 1 | 07 August 2013 | 01 March 2014 |