SFC Licences of LIN Na 林娜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 29 September 2016 | 03 June 2020 |
| UBS Securities Asia Limited | RE | 4 | 16 April 2015 | 16 May 2015 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 02 August 2013 | 15 May 2014 |