SFC Licences of MOK Siu Yin 莫少然
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 | RE | 3 | 03 August 2017 | |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 | RE | 2 | 26 May 2017 | |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 | RE | 1 | 26 May 2017 | |
| Chief Securities Limited 致富證券有限公司 | RE | 4 | 28 April 2016 | 14 April 2017 |
| Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 24 September 2015 | 14 April 2017 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 11 December 2014 | 14 April 2017 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 15 August 2013 | 30 August 2014 |