SFC Licences of YANG Shengsi 楊聖斯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
New China Asset Management (Hong Kong) Limited 新華資產管理(香港)有限公司 | RE | 9 | 21 July 2015 | 02 September 2015 |
New China Asset Management (Hong Kong) Limited 新華資產管理(香港)有限公司 | RE | 4 | 21 July 2015 | 02 September 2015 |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 01 April 2015 | 04 June 2015 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 19 August 2013 | 04 June 2015 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 19 August 2013 | 04 June 2015 |