SFC Licences of YANG Shengsi 楊聖斯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
New China Asset Management (Hong Kong) Limited 新華資產管理(香港)有限公司 RE 9 21 July 2015 02 September 2015
New China Asset Management (Hong Kong) Limited 新華資產管理(香港)有限公司 RE 4 21 July 2015 02 September 2015
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 01 April 2015 04 June 2015
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 19 August 2013 04 June 2015
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 19 August 2013 04 June 2015