SFC Licences of HAR Wilson Wai Shun 夏偉舜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Northern Trust Company of Hong Kong Limited, The | RE | 2 | 22 December 2017 | |
Northern Trust Company of Hong Kong Limited, The | RE | 1 | 22 December 2017 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 19 April 2017 | 17 December 2017 |
Prunus Capital Management Limited 清友資本管理有限公司 | RE | 9 | 06 June 2016 | 31 August 2016 |
Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 | RE | 1 | 18 April 2016 | 17 May 2016 |
SG Asset Finance (Hong Kong) Limited | RE | 1 | 23 August 2013 | 29 January 2016 |
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 23 August 2013 | 29 January 2016 |
SG Asset Finance (Hong Kong) Limited | RE | 2 | 23 August 2013 | 29 January 2016 |