SFC Licences of HAR Wilson Wai Shun 夏偉舜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Northern Trust Company of Hong Kong Limited, The RE 2 22 December 2017
Northern Trust Company of Hong Kong Limited, The RE 1 22 December 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 19 April 2017 17 December 2017
Prunus Capital Management Limited 清友資本管理有限公司 RE 9 06 June 2016 31 August 2016
Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 RE 1 18 April 2016 17 May 2016
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 RE 2 23 August 2013 29 January 2016
SG Asset Finance (Hong Kong) Limited RE 2 23 August 2013 29 January 2016
SG Asset Finance (Hong Kong) Limited RE 1 23 August 2013 29 January 2016