SFC Licences of MADDOCKS James Robert Kirkby
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 20 March 2017 | 19 June 2017 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 20 March 2017 | 19 June 2017 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 01 February 2016 | 26 August 2016 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 01 February 2016 | 26 August 2016 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 20 January 2014 | 29 July 2016 |
| SG Asset Finance (Hong Kong) Limited | RE | 2 | 20 January 2014 | 29 April 2016 |
| SG Asset Finance (Hong Kong) Limited | RE | 1 | 20 January 2014 | 29 April 2016 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 17 September 2013 | 17 December 2013 |
| SG Asset Finance (Hong Kong) Limited | RE | 2 | 17 September 2013 | 17 December 2013 |
| SG Asset Finance (Hong Kong) Limited | RE | 1 | 17 September 2013 | 17 December 2013 |