SFC Licences of LEE Ming Shui 李銘水

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
First Fidelity Capital (International) Limited RO 9 09 January 2023
First Fidelity Capital (International) Limited RO 4 09 January 2023
First Fidelity Capital (International) Limited RO 1 09 January 2023
First Fidelity Capital (International) Limited RE 9 07 April 2022 09 January 2023
First Fidelity Capital (International) Limited RE 4 07 April 2022 09 January 2023
First Fidelity Capital (International) Limited RE 1 07 April 2022 09 January 2023
iTrade Securities Investment Limited 美信證券投資有限公司 RE 4 29 June 2021 15 October 2021
iTrade Securities Investment Limited 美信證券投資有限公司 RE 1 29 June 2021 15 October 2021
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 9 03 December 2018 06 April 2020
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 4 03 December 2018 06 April 2020
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 2 03 December 2018 06 April 2020
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 1 09 May 2017 06 April 2020
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 1 26 February 2014 23 December 2016
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 1 08 October 2013 31 March 2017