SFC Licences of GUO Jianjin 郭建進
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 4 | 25 August 2017 | 10 April 2020 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 25 August 2017 | 10 April 2020 |
| Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 1 | 08 October 2013 | 01 July 2017 |
| Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 4 | 08 October 2013 | 01 July 2017 |