SFC Licences of SHUM Alan Koon Ho 沈冠豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Well Link International Securities Limited 立橋國際證券有限公司 RO 4 14 December 2020 15 August 2021
Well Link International Securities Limited 立橋國際證券有限公司 RO 1 14 December 2020 15 August 2021
Well Link International Securities Limited 立橋國際證券有限公司 RO 5 09 December 2019 15 August 2021
Well Link International Securities Limited 立橋國際證券有限公司 RO 2 09 December 2019 15 August 2021
Well Link International Securities Limited 立橋國際證券有限公司 RO 4 09 December 2019 09 September 2020
Well Link International Securities Limited 立橋國際證券有限公司 RO 1 09 December 2019 09 September 2020
Hung Sing Futures Limited 鴻昇期貨有限公司 RE 2 06 December 2017 31 July 2019
Hung Sing Securities Limited 鴻昇證券有限公司 RE 1 06 December 2017 31 July 2019
Well Link International Securities Limited 立橋國際證券有限公司 RE 5 21 March 2016 16 November 2017
Well Link International Securities Limited 立橋國際證券有限公司 RE 2 21 October 2013 16 November 2017
Well Link International Securities Limited 立橋國際證券有限公司 RE 1 21 October 2013 16 November 2017