SFC Licences of LUK Tsz Yan 陸梓欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 4 | 15 September 2023 | 20 September 2023 |
| Neuberger Berman Asia Limited | RE | 4 | 11 September 2013 | 16 June 2017 |
| Neuberger Berman Asia Limited | RE | 1 | 11 September 2013 | 16 June 2017 |