SFC Licences of CHAN Ka Kin 陳嘉健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 10 June 2021 | 30 June 2021 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 27 May 2021 | 30 June 2021 |
Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 1 | 03 May 2021 | 10 May 2021 |
Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 1 | 02 October 2013 | 20 May 2015 |