SFC Licences of TAN Jia 覃甲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Asset Management (Hong Kong) Limited RE 4 08 September 2023 15 September 2023
UBS Asset Management (Hong Kong) Limited RE 1 08 September 2023 15 September 2023
UBS Asset Management (Hong Kong) Limited RE 4 22 February 2023 02 April 2023
UBS Asset Management (Hong Kong) Limited RE 1 22 February 2023 02 April 2023
UBS Asset Management (Hong Kong) Limited RE 4 04 November 2022 30 November 2022
UBS Asset Management (Hong Kong) Limited RE 1 04 November 2022 30 November 2022
UBS Asset Management (Hong Kong) Limited RE 1 20 June 2019 10 September 2021
UBS Asset Management (Hong Kong) Limited RE 4 20 June 2019 04 August 2020
UBS Asset Management (Hong Kong) Limited RE 2 20 June 2019 21 January 2020
UBS Asset Management (Hong Kong) Limited RE 9 11 June 2019 10 September 2021
Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 RE 9 09 October 2013 24 December 2018