SFC Licences of SUH Jin Won 徐振源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RO | 6 | 30 January 2018 | 29 April 2020 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RO | 4 | 30 January 2018 | 29 April 2020 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RO | 1 | 30 January 2018 | 29 April 2020 |
| South Mountain Asset Management Limited | RO | 9 | 22 June 2017 | 24 November 2017 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RO | 9 | 01 March 2017 | 29 April 2020 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RE | 1 | 01 March 2017 | 30 January 2018 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RO | 9 | 07 February 2017 | 28 February 2017 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RE | 1 | 22 December 2015 | 28 February 2017 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RE | 9 | 30 October 2013 | 07 February 2017 |