SFC Licences of HU Mingyue 胡明月

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Apollo Asset Management Limited 太陽神資產管理有限公司 RO 9 05 December 2022 28 February 2023
Apollo Asset Management Limited 太陽神資產管理有限公司 RO 4 05 December 2022 28 February 2023
HTF Securities Limited 瑞豐國際證券有限公司 RE 9 16 November 2021 16 December 2021
HTF Securities Limited 瑞豐國際證券有限公司 RE 1 16 November 2021 16 December 2021
Karl Thomson Financial Advisory Limited 高信融資服務有限公司 RE 6 22 November 2019 31 March 2021
Karl-Thomson Securities Company Limited 高信證券有限公司 RO 1 21 July 2017 31 March 2021
Karl-Thomson Securities Company Limited 高信證券有限公司 RE 9 20 July 2015 31 March 2021
Karl-Thomson Securities Company Limited 高信證券有限公司 RE 1 08 November 2013 21 July 2017