SFC Licences of HU Mingyue 胡明月
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Apollo Asset Management Limited 太陽神資產管理有限公司 | RO | 9 | 05 December 2022 | 28 February 2023 |
Apollo Asset Management Limited 太陽神資產管理有限公司 | RO | 4 | 05 December 2022 | 28 February 2023 |
HTF Securities Limited 瑞豐國際證券有限公司 | RE | 9 | 16 November 2021 | 16 December 2021 |
HTF Securities Limited 瑞豐國際證券有限公司 | RE | 1 | 16 November 2021 | 16 December 2021 |
Karl Thomson Financial Advisory Limited 高信融資服務有限公司 | RE | 6 | 22 November 2019 | 31 March 2021 |
Karl-Thomson Securities Company Limited 高信證券有限公司 | RO | 1 | 21 July 2017 | 31 March 2021 |
Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 9 | 20 July 2015 | 31 March 2021 |
Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 1 | 08 November 2013 | 21 July 2017 |