SFC Licences of SMITH Robert Adam
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 18 September 2018 | 28 January 2022 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 18 September 2018 | 28 January 2022 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 04 November 2013 | 08 December 2015 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 04 November 2013 | 08 December 2015 |