SFC Licences of LAU Po Yan 劉寶茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RE | 9 | 15 August 2023 | |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 15 August 2023 | |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 15 August 2023 | |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 9 | 03 May 2016 | 07 April 2021 |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 4 | 03 May 2016 | 07 April 2021 |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 1 | 03 May 2016 | 07 April 2021 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 | RE | 9 | 26 November 2013 | 27 July 2015 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 | RE | 4 | 26 November 2013 | 27 July 2015 |