SFC Licences of CHAN Hau Chung 陳孝忠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 3 | 04 September 2014 | 08 April 2020 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 2 | 04 September 2014 | 08 April 2020 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 1 | 04 September 2014 | 08 April 2020 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 | RE | 3 | 14 November 2013 | 22 August 2014 |