SFC Licences of XIE Yuan 解元
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 01 August 2019 | 01 December 2023 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 06 November 2017 | 01 August 2019 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 06 November 2017 | 01 August 2019 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 06 November 2017 | 01 August 2019 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 18 November 2013 | 05 November 2017 |