SFC Licences of BROWN James Keith
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 | RE | 1 | 10 November 2015 | 19 June 2017 |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 | RE | 9 | 20 November 2013 | 19 June 2017 |