SFC Licences of LI Yu Wai 李予偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Premium International (HK) Limited | RE | 3 | 04 July 2017 | 12 July 2019 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 02 June 2016 | 19 June 2017 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 02 June 2016 | 19 June 2017 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 3 | 02 June 2016 | 31 October 2016 |
| CLSA Premium International (HK) Limited | RE | 3 | 19 February 2014 | 21 May 2016 |
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 | RE | 1 | 16 December 2013 | 21 May 2016 |