SFC Licences of DOCHERTY Paul David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 04 April 2022 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 14 March 2022 | |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 18 December 2018 | 28 February 2022 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 11 December 2013 | 19 September 2018 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 11 December 2013 | 19 September 2018 |