SFC Licences of YAN Lufei 顏魯非
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 5 | 02 September 2016 | 29 November 2016 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 02 September 2016 | 29 November 2016 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 02 September 2016 | 29 November 2016 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 02 September 2016 | 29 November 2016 |
HGNH International Forex Co., Limited 橫華國際外滙有限公司 | RE | 3 | 17 December 2014 | 25 August 2016 |
HGNH International Securities Co., Limited 橫華國際証券有限公司 | RE | 1 | 01 August 2014 | 25 August 2016 |
HGNH International Futures Co., Limited 橫華國際期貨有限公司 | RE | 2 | 18 December 2013 | 25 August 2016 |