SFC Licences of YAN Lufei 顏魯非

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 5 02 September 2016 29 November 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 4 02 September 2016 29 November 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 02 September 2016 29 November 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 02 September 2016 29 November 2016
HGNH International Forex Co., Limited 橫華國際外滙有限公司 RE 3 17 December 2014 25 August 2016
HGNH International Securities Co., Limited 橫華國際証券有限公司 RE 1 01 August 2014 25 August 2016
HGNH International Futures Co., Limited 橫華國際期貨有限公司 RE 2 18 December 2013 25 August 2016