SFC Licences of SUN Haoru 孫浩如

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 10 August 2021
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 10 August 2021
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 4 25 January 2021 30 June 2021
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 18 December 2013 30 June 2021
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 18 December 2013 30 June 2021