SFC Licences of YAU Chak Fung 邱澤峯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 | RE | 2 | 24 May 2016 | 20 May 2021 |
| Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 9 | 24 May 2016 | 20 May 2021 |
| Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 4 | 24 May 2016 | 20 May 2021 |
| Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 1 | 24 May 2016 | 20 May 2021 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 | RE | 9 | 20 January 2016 | 09 May 2016 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 | RE | 4 | 20 January 2016 | 09 May 2016 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 9 | 20 January 2016 | 09 May 2016 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 1 | 20 January 2016 | 09 May 2016 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 | RE | 2 | 20 January 2016 | 09 May 2016 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 23 December 2013 | 20 November 2015 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 23 December 2013 | 20 November 2015 |